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Awareness about securities market Practice Questions & Answers

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Commercial papers can be issued by which of the following?

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Commercial papers can be issued by which of the following?
1). Corporate
2). Primary dealers
3). All India Financial Institution
4). All of the above

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ISIN is a number that is allotted to each and every security in the capital market. ISIN stands for ________. 

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ISIN is a number that is allotted to each and every security in the capital market. ISIN stands for ________. 
1). International Securities Identification Number 
2). Indian Securities Identification Number 
3). Indian Static Identification Number 
4). International Securities Indian Number 

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A depository should be registered with SEBI and required to be a company under which of the following acts?

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A depository should be registered with SEBI and required to be a company under which of the following acts?
1). SEBI Act, 1992
2). Companies Act, 1956
3). Depositories Act, 1996 
4).  Negotiable Instruments Act,1881

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The Controller General of Accounts works under the purview of which of the following?

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The Controller General of Accounts works under the purview of which of the following?
1). Public accounts committee
2).

Prime minister’s office


3). Ministry of Finance
4). Ministry of Personnel, Public Grievances and Pensions

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Which among the following is/ are correct regarding the functions of the Securities and Exchnage Board of India? I. It regulates the Securities market in India.  II. It prevents any kind of malpractices from taking place regarding trading of stocks.  III. It is responsible for dissemination of information regarding the capital market to the investors. 

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Which among the following is/ are correct regarding the functions of the Securities and Exchnage Board of India?

I. It regulates the Securities market in India. 

II. It prevents any kind of malpractices from taking place regarding trading of stocks. 

III. It is responsible for dissemination of information regarding the capital market to the investors. 


1). Only II 
2). Only III
3). Both I and II 
4). Both I and III